Series-63 - FINRA - Uniform Securities State Law Examination
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Last Update: March 17, 2025
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Certification Exam Name: Uniform Securities State Law
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- Introduction
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- Understanding the Uniform Securities State Law Examination Exam Format
- Trustworthy and Up-to-Date Content
- Pass Your Uniform Securities State Law Examination Exam with Confidence
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To earn the Uniform Securities State Law Examination certification, you'll need to pass the relevant exam offered by FINRA.
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Uniform Securities State Law Examination FAQ's
Introduction of FINRA Series-63 Exam!
The FINRA Series-63 Exam is a securities qualification exam administered by the Financial Industry Regulatory Authority (FINRA). It is intended to ensure that candidates have the necessary knowledge to act as securities agents within a state.
What is the Duration of FINRA Series-63 Exam?
The FINRA Series-63 (Uniform Securities State Law Examination) Exam is designed to qualify candidates as securities agents. It focuses on the principles of state securities regulations as modeled by the Uniform Securities Act.
What are the Number of Questions Asked in FINRA Series-63 Exam?
The FINRA Series-63 Exam consists of 60 multiple-choice questions.
What is the Passing Score for FINRA Series-63 Exam?
The passing score for the FINRA Series-63 Exam is 72%, which means you need to correctly answer at least 43 out of the 60 questions.
What is the Competency Level required for FINRA Series-63 Exam?
The FINRA Series-63 Exam requires a basic to intermediate level of competency in understanding state securities regulations and ethical practices.
What is the Question Format of FINRA Series-63 Exam?
The FINRA Series-63 Exam uses a multiple-choice question format.
How Can You Take FINRA Series-63 Exam?
The FINRA Series-63 Exam can be taken at a Prometric testing center or via online proctoring through FINRA's approved vendors.
What Language FINRA Series-63 Exam is Offered?
The FINRA Series-63 Exam is offered in English.
What is the Cost of FINRA Series-63 Exam?
The cost of the FINRA Series-63 Exam is $147.
What is the Target Audience of FINRA Series-63 Exam?
The target audience for the FINRA Series-63 Exam includes individuals seeking to become licensed securities agents who need to meet state law requirements.
What is the Average Salary of FINRA Series-63 Certified in the Market?
The average salary of a FINRA Series-63 certified individual varies widely depending on the role and location but typically ranges from $50,000 to $100,000 per year.
Who are the Testing Providers of FINRA Series-63 Exam?
The testing providers for the FINRA Series-63 Exam include Prometric and other FINRA-approved testing centers.
What is the Recommended Experience for FINRA Series-63 Exam?
There is no specific recommended experience for the FINRA Series-63 Exam, but having a background in finance or securities can be beneficial.
What are the Prerequisites of FINRA Series-63 Exam?
There are no formal prerequisites for the FINRA Series-63 Exam, but candidates often take it in conjunction with other securities exams such as the Series 6 or Series 7.
What is the Expected Retirement Date of FINRA Series-63 Exam?
There is no announced retirement date for the FINRA Series-63 Exam as it is a standard requirement for securities agents.
What is the Difficulty Level of FINRA Series-63 Exam?
The FINRA Series-63 Exam is part of the licensing process for securities agents, often taken alongside other exams like the Series 6 or Series 7.
What is the Roadmap / Track of FINRA Series-63 Exam?
The FINRA Series-63 Exam covers topics such as state securities regulations, registration of persons, registration of securities, business practices, and ethical practices.
What are the Topics FINRA Series-63 Exam Covers?
Sample questions for the FINRA Series-63 Exam can be found on the FINRA website or through various exam prep providers.
What are the Sample Questions of FINRA Series-63 Exam?
The difficulty level of the FINRA Series-63 Exam is considered to be moderate, requiring a good understanding of state securities laws and ethical standards.